Patenting Strategies for Small Businesses and Individual Inventors—Patentability Search Techniques on USPTO website

Before you spend money and time to apply for a patent, you should always do a patentability search to make sure that your technology has not been patented or published by others before.  For a patentability search, U.S. Patent and Trademark Office (USPTO) website is a good place to start. 

Here is the patent search website from USPTO: http://patft.uspto.gov/  You will notice that you will have to search Patent database and Patent Application database separately.  For each database, there are three search choices: Quick Search, Advanced Search, and Number search.  The following are the links you can follow for each type of search:

PatentPatent Application
Quick Searchhttp://patft.uspto.gov/netahtml/PTO/search-bool.htmlhttp://appft.uspto.gov/netahtml/PTO/search-bool.html
Advanced Searchhttp://patft.uspto.gov/netahtml/PTO/search-adv.htmhttp://appft.uspto.gov/netahtml/PTO/search-adv.html
Number Searchhttp://patft.uspto.gov/netahtml/PTO/srchnum.htmhttp://appft.uspto.gov/netahtml/PTO/srchnum.html

Number search is similar to a document fetch function.  If you know a patent number or patent application number, it’s a good place to go.  In Quick Search, you can use a simple combination of keywords and field codes to do a quick search.  The function is useful if you are doing a relatively narrow or targeted search.  For me, the most useful tool is the Advanced Search function, which provides you more flexibility to define what you are looking for.  You can use the following Field Codes to narrow your search.  

Field CodeField NameField codeField Name
PNPatent numberINInventor name
ISDIssue dateICInventor city
TTLtitleISInventor state
ABSTabstractICNInventor Country
ACLMClaimsLREPAttorney or Agent
SPECDescription/specificationANAssignee name
CCLCurrent US ClassificationACAssignee city
ICLInternational ClassificationASAssignee state
APNApplication serial NumberACNAssignee country
APDApplication dateEXPPrimary examiner
PARNParent case informationEXAAssistant Examiner
RLAPRelated US App. DataREFReferenced by
REISReissue DataFREFForeign references
PRIRForeign priorityOREFOther references
PCTPCT informationGOVTGovernment interest
APTApplication type

Here are some additional tips:

1.       by placing a field code outside a set of parentheses in complex Boolean queries, you can apply that field code to every keyword in the contained expression.  For example, ABST/(((Fire AND protection) AND (Building OR structure) ANDNOT sprinkler)

2.       Search for a phrase.  For example, ABST/”absorption spectroscopy”

3.       Limiting the range of years searched.  You can apply the ISD field code to a range of dates by using the -> operator. For example, ISD/1/1/2003 -> 12/31/2005 AND ABST/“absorption spectroscopy”

4.       Inventor name search: IN, followed by the name of the inventor, last name first, with the placement of a dash (-) between the last and first name and between the first name and the middle initial.  For example, search Dr. Robert L. Forward, IN/Forward-Robert-L

Your search should return a list of patents or patent applications each hyperlinked to a HTML text document.  Unfortunately, the HTML text document does not include figures, drawings, and chemical structures.  If you want to see the image of the patent document, you will need to click on the “image” button at the top of the page, which will take you to the scanned images.

Thanks for reading.

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